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HomeMy WebLinkAbout1993 Financial Statement June 30 TOWN OF MARANA Marana, Arizona FINANCIAL STATEMENTS Year Ended June 30, 1993 TABLE OF CONTENTS EXHIBIT PAGE INDEPENDENT AUDITOR'S REPORT 1 GENERAL PURPOSE FINANCIAL STATEMENTS: 1 Combined Balance Sheet, All Fund Types and Account Groups 2 2 Combined Statement of Revenues, Expen- ditures and Changes in Fund Balances, All Governmental Fund Types 3 3 Combined Statement of Revenues, Expen- ditures and Changes in Fund Balances, Budget and Actual, General and Spe- cial Revenue Fund Types 4 4 Combined Statement of Revenues, Expenses and Changes in Deficit, All Proprietary Fund Types 5 5 Combined Statement of Cash Flows, All Proprietary Fund Types 6 Summary of Significant Accounting Policies 7 -13 Notes to Combined Financial Statements 14 -23 • c s a. y. .. Clifton, fi Gunderson & Co. - - Certified Public Accountants & Consultants Honorable Mayor and Town Council Town of Marana Marana, Arizona Independent Auditor's Report We have audited the accompanying general purpose financial statements of the Town of Marana, Arizona, as of and for the year ended June 30, 1993. These general purpose financial statements are the responsibility of the Town's management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted audit- ing standards, Government Auditing Standards, issued by the Comp- troller General of the United States, and the provisions of Office of Management and Budget (OMB) Circular A -128, Audits of State and Local Governments. Those standards and OMB Circular A -128 require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the Town of Marana, Arizona, as of June 30, 1993, and the results of its operations and cash flows of its proprietary fund types for the year then ended in conformity with generally accepted accounting principles. C , ,14.0.>.. 1 6 . 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E m • E N m 0 n co w W . o m' a a m m -4 Q co >mma`��'taw c ra��Em2 < H ►= =o I m o w o 1 -C m x 0= m a m u 2> o NT m a -� m J o 04; F- 00 m m F WmN of ® QmUcEax a Q m m =om =m >v a U� Z O o cr Q LL Q < « o J p D GILD I- a II- J J LL 1- , TOWN OF MARANA, ARIZONA COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUND TYPES - EXHIBIT 2 Year Ended June 30, 1993 Totals Special (Memorandum Only) General Revenue 1993 1992 REVENUES Taxes Sales - Marana $ 515,111 $ $ 515,111 $ 447,429 Sales - Arizona 142,585✓ 142,585 132,507 x' Urban sharing 141,393• 141,393 135,516 Auto lieu 38,231 38,231 34,218 Licenses, fees and permits 243,731 243,731 86,815 Fines, forfeitures and penalties 67,178 67,178 103,113 Grants and contributions Highway user fees - Arizona 164,173 ✓ 164,173 155,262 Public safety - Arizona 39,100✓ 39,100 El Public safety - Tucson 72,427 72,427 33,688 Block grants - Pima County 148,041 148,041 103,285 LTAF Funds - Arizona 19,805 ✓ 19,805 18,655 Parks - Pima County 85,739 85,739 74,063 Other 59,782 3,110 62,892 88,862 Total revenues 1,293,750 446,656 1,740,406 1,413,413 OTHER FINANCING SOURCES Proceeds from bond sales 315,000 315,000 Conversion of accounts to notes payable 22,857 22,857 Total other financing sources 337,857 337,857 Total revenues and other financing sources 1,631,607 446,656 2,078,263 1,413,413 EXPENDITURES Administration 567,470 567,470 278,581 Development and planning services 36,579 36,579 57,464 Town Attorney 50,184 50,184 42,805 Public safety 516,929 121,232 638,161 603,553 Magistrate court 86,557 86,557 105,702 Public works 70,310 176,248 246,558 234,665 Capital projects 148,250 148,250 103,285 Parks 85,739 85,739 74,063 Total expenditures 1,413,768 445,730 1,859,498 1,500,118 Excess (deficiency) of revenues and other financing sources over (under) expenditures 217,839 926 218,765 (86,705) ■ FUND BALANCES, BEGINNING 93,521 108,954 202,475 289,180 FUND BALANCES, ENDING $ 311,360 $ 109,880 $ 421,240 $ 202,475 These financial statements should be read only in connection with the accompanying summary of significant accounting policies and notes to financial statements. 3 TOWN OF MARANA, ARIZONA COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL GENERAL AND SPECIAL REVENUE FUND TYPES - EXHIBIT 3 Year Ended June 30, 1993 General Special Revenue Actual Budget (a) Variance Actual Budget (a) Variance REVENUES Taxes Sales - Marana $ 515,111 $ 472,000 $ 43,111 $ $ $ Sales - Arizona 142,585 133,286 9,299 Urban sharing 141,393 141,366 27 Auto lieu 38,231 32,400 5,831 Licenses, fees and permits 243,731 150,000 93,731 Fines, forfeitures and penalties 67,178 140,000 (72,822) Grants and contributions Highway user fees - Arizona 164,173 177,761 (13,588) Public safety - Arizona 39,100 43,330 (4,230) Public safety - Tucson 72,427 62,312 10,115 Block grants - Pima County 148,041 479,168 (331,127) LTAF Funds - Arizona 19,805 19,805 0 Parks - Pima County 85,739 62,000 23,739 Other 59,782 946,313 (886,531) 3,110 199,848 (196,738) Total revenues 1,293,750 2,077,365 (783,615) 446,656 982,224 (535,568) OTHER FINANCING SOURCES Proceeds from bond sales 315,000 0 315,000 Conversion of accounts to notes payable 22,857 0 22,857 Total other financing sources 337,857 0 337,857 EXPENDITURES Administration 567,470 353,442 (214,028) Development and planning services 36,579 68,062 31,483 5,000 5,000 Town Attorney 50,184 47,491 (2,693) 5,700 5,700 Public safety 516,929 460,971 (55,958) 121,232 155,942 34,710 Magistrate court 86,557 91,712 5,155 Public works 70,310 108,484 38,174 176,248 197,598 21,350 Capital projects 148,250 481,136 332,886 Parks 85,739 95,890 10,151 15,000 15,000 Other 851,313 851,313 121,848 121,848 Total expenditures 1,413,768 2,077,365 663,597 445,730 982,224 536,494 Excess of revenues and other financing sources over 926 expenditures 217,839 0 217,839 926 0 FUND BALANCES, BEGINNING 93,521 0 93,521 108,954 0 108,954 FUND BALANCES, ENDING $ 311,360 $ 0 $ 311,360 $ 109,880 $ 0 $ 109,880 (a) The Town's budget included an additional $91,837 for revenues and expenditures for water enterprise activities that is not included in this statement because these activities are proprietary in nature. In addition, $851,313 and $121,848 is included in the budget for both other revenue and other expenditures in the general fund and special revenue funds, respectively, for the effects of a proposed annexation that was not completed during fiscal 1993. These financial statements should be read only in connection with the accompanying summary of significant accounting policies and notes to financial statements. 4 TOWN OF MARANA, ARIZONA COMBINED STATEMENT OF REVENUES, EXPENSES AND CHANGES IN DEFICIT — ALL PROPRIETARY FUND TYPES — EXHIBIT 4 Year Ended June 30, 1993 Proprietory Totals Fund Type (Memorandum Only) Water 1993 1992 OPERATING REVENUES Current use charges $ 72,295 $ 72,295 $ 51,031 Other 4,086 4,086 Total operating revenues 76,381 76,381 51,031 OPERATING EXPENSES Material, supplies and other expenses 42,051 42,051 33,753 Depreciation expense 12,853 12,853 12,537 Total operating expenses 54,904 54,904 46,290 OPERATING INCOME 21,477 21,477 4,741 NONOPERATING REVENUES (EXPENSES) Interest income 258 258 926 Bond interest expense (22,857) (22,857) (22,857) Bond fees (1,958) (1,958) (1,880) Total nonoperating revenues (expenses) (24,557) (24,557) (23,811) NET LOSS (3,080) (3,080) (19,070) DEFICIT, BEGINNING (34,427) (34,427) (15,357) DEFICIT, ENDING $ (37,507) $ (37,507) $ (34,427) Il, These financial statements should be read only in connection with the accompanying summary of significant accounting policies and notes to financial statements. 5 h1 TOWN OF MARANA, ARIZONA COMBINED STATEMENT OF CASH FLOWS ALL PROPRIETARY FUND TYPES EXHIBIT 5 Year Ended June 30, 1993 Proprietary Totals Fund Type (Memorandum Only) Water 1993 1992 ASH FLOWS FROM OPERATING ACTIVITIES Net loss $ (3,080) $ (3,080) $ (19,070) Adjustments to reconcile net loss to net cash provided by operating activities: Nonoperating revenues (expenses) associated with trustee/fiscal agents 24,557 24,557 23,811 Depreciation 12,853 12,853 12,537 Changes in operating assets and liablities: Increase in accounts receivable (3,498) (3,498) (472) Increase (decrease) in accounts payable 560 560 (8,051) Cash provided by operating activities 31,392 31,392 8,755 CASH FLOWS FROM INVESTING ACTIVITIES Purchase of fixed assets, cash used by investing activities (26,632) CASH FLOWS FROM FINANCING ACTIVITIES Increase (decrease) in due to other fund (13,113) (13,113) 16,895 Payments to trustee/fiscal agents for debt service (24,821) (24,821) (24,426) Reimbursements from trustee /fiscal agents 5,000 5,000 8,120 Cash provided by (used in) financing activities 32,934 ( ) (32,934) 589 NET DECREASE IN CASH (1,542) (1,542) (17,288) CASH, BEGINNING OF YEAR 3,197 3,197 20,485 CASH, END OF YEAR (a) $ 1,655 $ 1,655 $ 3,197 Cash $ 1,655 $ 1,655 $ 3,197 Cash with trustee/fiscal agents 563 563 2,172 j! Total $ 2,218 $ 2,218 $ 5,369 (a) Cash on the balance sheet consists of cash the Town can access and cash on deposit with trustee/fiscal agents. Cash flows from cash with trustee/fiscal agents are not presented above because these activities represent noncash transactions. SUPPLEMENTAL SCHEDULE OF NONCASH ACTIVITIES CASH FLOWS WITH TRUSTEE /FISCAL AGENTS FROM INVESTING AND OTHER ACTIVITIES Payments from water fund for debt service $ 24,821 $ 24,821 $ 24,426 Interest income 258 258 926 Decrease In investments 4,987 4,987 6,510 Reimbursements to water fund (5,000) (5,000) (8,120) Cash with trustee/fiscal agents provided by investing and other activities 25,066 25,066 23,742 CASH FLOWS WITH TRUSTEE /FISCAL AGENTS FROM FINANCING AND OTHER ACTIVITIES Interest and other obligations paid (24,816) (24,816) (24,737) Increase (decrease) in accounts payable (1,859) (1,859) 1,859 Cash with trustee/fiscal agents used in financing and other activities (26,675) (26,675) (22,878) ■ NET INCREASE (DECREASE) IN CASH WITH TRUSTEE /FISCAL AGENTS (1,609) (1,609) 864 CASH WITH TRUSTEE/FISCAL AGENTS, BEGINNING OF YEAR 2,172 2,172 1,308 CASH WITH TRUSTEE/FISCAL AGENTS, END OF YEAR $ 563 $ 563 $ 2,172 These financial statements should be read only In connection with the accompanying summary of significant accounting policies and notes to financial statements. 6 ( j 6 i l TOWN OF MARANA, ARIZONA SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES June 30, 1993 The Town of Marana (the Town) was incorporated on March 21, 1977, under the provisions of the Constitution of Arizona and the Arizona Revised Statutes. The Town operates under a council -mayor form of government. All funds and entities related to the Town that are con - trolled by the Mayor and Council are included in this annual financial report. This control is determined on the basis of budget adoption, taxing authority and the ability to issue outstanding debt secured by revenues or which is a general obligation of the Town, as well as selection of governing authority, designation of management, ability to significantly influence operations and accountability for fiscal matters. The Town provides a full range of services including general governmental administration, development and planning, legal, public safety, public works, and parks services. The accounting policies of the Town conform to generally accepted accounting principles (GAAP) as applicable to governments. The Governmental Accounting Standards Board (GASB) is the accepted standard - setting body for establishing accounting and financial reporting principles. The following is a summary of the more significant policies: REPORTING ENTITY In evaluating how to define the Town of Marana, for financial reporting purposes, management has considered all potential component units. The decision to include a potential component unit in the reporting entity was made by applying the criteria set forth by GAAP. The basic, but not the only, criterion for including a potential component unit within the reporting entity is the Town's ability to exercise oversight responsibility. The most significant manifestation of this ability is financial inter- dependency. Other manifestations of the ability to exercise oversight responsibility include, but are not limited to, the selection of governing authority, the designation of management, the ability to significantly influence operations and accountability for fiscal matters. A second criterion used in evaluating potential component units is the scope of public service. Application of this criterion involves considering whether the activity benefits the Town and /or its citizens, or whether the activity is conducted within the geographic boundaries 1; of the Town and is generally available to its citizens. A third criterion used to evaluate potential component units for inclusion or exclusion from the reporting entity is the existence of special financial relationships, regardless of whether the Town is able to jl exercise oversight responsibilities. Based upon the application of !' this criteria, the following component unit is considered within the Town's reporting entity: �. { �4 7 TOWN OF MARANA, ARIZONA SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES June 30, 1993 REPORTING ENTITY (Continued) Town of Marana Municipal Property Corporation The Town of Marana Municipal Property Corporation governing board is appointed by the Town Council. The Town's general fund and water fund pay rent to the Municipal Property Corporation in order to fund the debt incurred to finance the purchase of the Town hall and fixed assets used by the water fund. The legal liability for the Municipal Property Corporation's debt remains with the Town. FUND ACCOUNTING The accounts of the Town are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self - balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures. Government resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. The various funds are grouped, in the financial statements in this report, into generic fund types and broad fund categories as follows: Governmental funds: General fund - This fund is the general operating fund of the Town. It is used to account for all financial resources, except those required to be accounted for in another fund. Special revenue funds - These funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. Debt service fund - Although such a fund is normally used to account for the accumulation of resources for the payment of general long -term debt principal, interest and related costs, the Town has not yet established such a fund. Most debt is funded directly from other funds with no amounts accumulated. 1 I 4 8 i' TOWN OF MARANA, ARIZONA SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES June 30, 1993 FUND ACCOUNTING (Continued) Proprietary funds: Enterprise fund - This fund is used to account for water utility operations that are financed and operated in a manner similar to private business enterprises. The intent of the governing body is that the costs (expenses, including depreciation) of providing water services to the general public on a continuing basis be financed or recovered primarily through user charges. MEASUREMENT FOCUS, FIXED ASSETS AND LONG-TERM LIABILITIES The accounting and reporting treatment applied to the fixed assets and long -term liabilities associated with a fund are determined by its measurement focus. All governmental funds are accounted for on a spending or "financial flow" measurement focus. This means that only current assets and current liabilities are generally included on their balance sheets. Their reported fund balance (net current assets) is considered a measure of "available spendable resources." Governmental fund operating statements present increases (revenues and other financial sources) and decreases (expenditures and other financial uses) in net current assets, as appropriate. Accordingly, they are said to present a summary of sources and uses of "available spendable resources" during a period. Fixed assets used in governmental fund type operations (general fixed assets) are accounted for in the general fixed assets group of accounts, rather than in governmental funds. Public domain ( "infrastructure ") general fixed assets consisting of certain improvements other than buildings, including roads, curbs and gutters, streets and sidewalks, bridges and lighting systems, are not capitalized. No depreciation is being provided on general fixed assets. All general fixed assets are valued at historical cost. Donated general fixed assets are valued at their estimated fair values on the dates of donation. Long -term liabilities expected to be financed from governmental funds are accounted for in the general long -term debt group of accounts, not in the governmental funds. a , 9 TOWN OF MARANA, ARIZONA SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES June 30, 1993 MEASUREMENT FOCUS, FIXED ASSETS AND LONG -TERM LIABILITIES (Continued) Because of their spending measurement focus, expenditure recogni- tion of governmental fund types is limited to exclude amounts represented by noncurrent liabilities. Since they do not affect net current assets, such long -term amounts are not recognized as governmental fund type expenditures or fund liabilities. They are instead reported as liabilities in the general long -term debt group of accounts. The aforementioned two account groups are not funds. They are concerned only with the measurement of financial position. They are not involved with measurement of results of operations. The proprietary fund is accounted for in a cost of services or "capital maintenance" measurement focus. This means that all assets and all liabilities, whether current or noncurrent, associated with its activity are included on its balance sheet. Its reported fund equity, net total assets, is segregated into contributed capital and retained earnings components. Proprietary fund operating statements present increases (revenues) and decreases (expenses) in net total assets. Water operations property is stated at cost or fair values on the , dates of donation. Depreciation (amortization) of all exhaustible fixed assets used by water operations is charged as an expense against its operations. Accumulated depreciation is reported on the water operations balance sheet. Depreciation is provided over the estimated useful lives of such assets using the straight -line method. These estimated useful lives are as follows: Estimated Useful Lives (Years) Pump stations, distribution system, equipment and improvements 20 Organization costs 40 �!I Expenditures for water repairs and maintenance are charged to I' income. Additions, major renewals and replacements that increase the water properties' useful lives are capitalized. The cost of property sold or retired, together with the related accumulated depreciation, is removed from the appropriate accounts and resulting gain or loss is included in net income of the utility. The Town no longer carries any inventory. Supplies needed for operations are now being purchased on an as- needed basis. 10 lirill - - , f TOWN OF MARANA, ARIZONA SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES June 30, 1993 BASIS OF ACCOUNTING Basis of accounting refers to when revenues and expenditures are recognized in the accounts and reported in the financial statements. Basis of accounting relates to the timing of the measurements made, regardless of the measurement focus applied. I The proprietary fund is maintained on an accrual basis of accounting. The governmental funds are maintained on a modified accrual basis. The modified accrual basis of accounting recognizes expenditures on an accrual basis, but revenues are recognized when received, except for material revenues determined to be both j measurable and "available." "Available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Deferred revenue in the governmental funds arises when grant monies are received prior to the incurrence of qualifying expenditures. i i , BUDGETS AND BUDGETARY ACCOUNTING II The budgets formally adopted by the Mayor and Council are prepared ' !, on a purpose, not object basis. All appropriations lapse at year , end, and the budgetary information reflected on the financial I! statements represents the original adopted budget for fiscal 1993 with no augmentations. L ENCUMBRANCES i Encumbrance accounting, under which purchase orders, contracts and other commitments for the expenditure of monies are recorded in order to reserve that portion of the applicable appropriation, is not employed as an extension of formal budgetary integration in the general fund and special revenue funds. RESERVES No reservations of fund balances have been established by the Mayor and Council at the end of fiscal 1993, except amounts reserved for restricted assets. BOND ISSUANCE COSTS For the water fund, bond issuance costs are capitalized in the period in which the bonds are issued and are amortized on a ,: straight line basis over 20 years. For all other funds, bond ; _ issuance costs are recognized as expenditures in the period in which the bonds are issued. 11 TOWN OF MARANA, ARIZONA SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES June 30, 1993 NOTE RECEIVABLE The Town grants commercial loans to businesses in Marana, Arizona, from monies received under its Community Development Block Grant Program. At June 30, 1993, one such loan had been made to a local business in Marana. A substantial portion of the debtor's ability to honor the terms of this loan is dependent upon the economic conditions in Arizona. The Town requires collateral for all notes receivable. The extent and type of collateral is determined on a case by case basis. INVESTMENTS Investments consist of U.S. Government fund obligations, a category 1 investment. Category 1 investments are investments that are insured, registered or held by the Town's agent in the Town's name, or by the Town itself. All investments are made through the Town's trustee /fiscal agents for the bond issues. Investments are stated ;! at cost, which approximates market. II I RESTRICTED ASSETS The trust indentures executed for all of the bond series issued require all cash and investments for the bond series to be held on deposit by the trustee /fiscal agents. These assets are restricted for payment of interest and trustee fees associated with the bond issues, retirement of principal balances and purchasing the Town hall, the Honea Water Company and improvements to water fund fixed assets. �) COMPENSATED ABSENCES In the general long -term debt group of accounts, essentially the entire accumulated liability for compensated absences is reflected, since the liability at June 30, 1993, will most likely not be paid within the current accounting cycle. Rather, in fiscal 1994 the Town will probably pay that year's accrual without utilizing amounts accrued from prior years. COMPARATIVE DATA Comparative total data for the prior year is presented and restated in the accompanying general purpose financial statements in order to provide an understanding of changes in the Town's financial position and operations. However, presentation of prior year totals by fund type have not been presented in the statements, since their # _ Y inclusion would make the statements unduly complex and difficult to read. 12 TOWN OF MARANA, ARIZONA SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES `I June 30, 1993 TOTAL COLUMNS ON THE COMBINED FINANCIAL STATEMENTS Total columns on the combined financial statements are captioned "Memorandum Only" to indicate that they are presented only to facilitate financial analysis. Data in these columns does not present financial position or results of operations in conformity with generally accepted accounting principles. Neither is such data comparable to a consolidation. Interfund eliminations have not been made in the aggregation of this data. SEIZED PROPERTY The Town Police have in their custody certain assets seized in criminal proceedings. Until formal procedures have been finalized, the ownership of this property is not determinable. In addition, legal requirements dictate that such assets not be reflected on the Town's financial records in an agency capacity until Town ownership has been determined. Consequently, no such assets are recorded on these financial statements. Li Ii. ij This information is an integral part of the accompanying financial statements. 13 • TOWN OF MARANA, ARIZONA NOTES TO COMBINED FINANCIAL STATEMENTS June 30, 1993 NOTE 1 - CASH The carrying amount of the Town's deposits with financial institu- tions was $303,490 and the bank balances were $324,706 at June 30, 1993. The bank balances are categorized as follows: Amount insured by the FDIC $191,689 Uncollateralized 133,017 Total bank balances $324,706 The uncollateralized balances are the result of Town management believing that accounts maintained with a financial institution are insured individually, rather than combined as one amount for insurance purposes with that financial institution. NOTE 2 - NOTE RECEIVABLE Note receivable (Community Development Block Grant Program), collateralized by a deed of trust, bear - ing interest at 40, payable in monthly installments of principal and interest of $553, due August 1995. $18,190 During fiscal 1993, the debtor on this note declared bankruptcy. The property collateralizing this note is in the process of being sold. The Town believes the cash proceeds from this sale will be sufficient to satisfy both the first and second lienholders, with the Town being the second lienholder. NOTE 3 - FIXED ASSETS, NET OF ACCUMULATED DEPRECIATION The following is a summary of the changes in general fixed assets for fiscal 1993: Balance Balance July 1, June 30, 1992 Additions Deletions 1993 Land $ 7,134 $ 51,150 $ $ 58,284 Land improvements 123,412 123,412 Buildings 248,079 248,079 Assets under capital lease 465,974 10,828 (329,930) 146,872 Machinery, equipment and other assets 464,733 54,330 (16,558) 502,505 Marana park 150,000 150,000 $1,211,253 $ 364,387 $(346,488) $1,229,152 14 TOWN OF MARANA, ARIZONA NOTES TO COMBINED FINANCIAL STATEMENTS June 30, 1993 NOTE 3 - FIXED ASSETS, NET OF ACCUMULATED DEPRECIATION (CONTINUED) A summary of water fund property, plant and equipment at June 30, Lf 1993, is as follows: Land $ 9,720 Water rights 50,000 Pump stations 57,000 Distribution system 89,000 Equipment and improvements 60,047 Bond issue costs 27,268 Organization costs 47,523 Construction work -in- progress 20,272 360,830 Less accumulated depreciation and amortization (37,163) $ 323,667 NOTE 4 - LONG -TERM DEBT During 1990, the water fund issued revenue bonds through the Town of Marana Municipal Property Corporation for the purpose of purchasing the Honea Water Company and making improvements to the assets purchased. These 1990 bonds, secured by all general fund revenues, consist of a series of issues with fixed interest rates ranging from 7.55% to 8.30 %, depending upon the maturity dates of the various issues. Periodic principal payments are due July 1, 1995, through July 1, 2009, in amounts ranging from $10,000 to $30,000 annually. The 1990 series revenue bonds are callable as follows: Redemption Price (As 11 Redemption Date a Percent of Principal) � 7 -1 -1999 and thereafter 100.0 The following is a schedule by years of the debt service requirements for these revenue bonds as of June 30, 1993: II Years Ending 1990 Series June 30 Bonds 1994 $ 22,858 1995 32,858 �! 1996 32,103 j 1997 31,338 1998 35,563 Thereafter 366,260 Total payments 520,980 Less amount representing interest (240,980) Principal $ 280,000 15 , TOWN OF MARANA, ARIZONA NOTES TO COMBINED FINANCIAL STATEMENTS June 30, 1993 NOTE 4 - LONG -TERM DEBT (Continued) The following is a summary of general long -term debt transactions for fiscal 1993: Balances Balances at July 1, at June 30, 1992 Additions Reductions 1993 Revenue bonds(a) $ $ 315,000 $ $ 315,000 Capital leases(b) 383,689 10,828 (302,726) 91,791 Notes payable(c) 57,334 22,857 (5,652) 74,539 Compensated absences(d) 43,577 4,558 48,135 Land contract(e) 2,781 (2,781) Total $ 487,381 $ 353,243 $ 336,159 $ 529,465 (a) In July, 1992, the Town issued revenue bonds through the Town of Marana Municipal Property Corporation for the purpose of exercising an option to purchase the Town hall, which had been included as a capital lease under the general long -term debt account group. These bonds, secured by all general fund revenues and the Town hall, carry interest rates ranging from 6% to 8 %, depending upon the maturity dates of the various issues. The principal payments are due July 1, 1994, through July 1, 2018, in amounts ranging from $5,000 to $25,000 annually. The 1992 Series Revenue Bonds are callable as follows: Redemption Price (As �! Redemption Dates a Percent of Principal) 7 -1 -2001 and 1 -1 -2002 101.0% 7 -1 -2002 and 1 -1 -2003 100.5 7 -1 -2003 and thereafter 100.0 Annual debt service requirements to maturity for these revenue bonds are as follows: Years Ending 1992 Series June 30 Bonds 1994 $ 29,503 1995 29,203 1996 28,890 1997 28,565 1998 28,227 Thereafter 583,573 Total payments 727,961 Less amount representing interest (412,961) Principal $ 315,000 16 1 1 TOWN OF MARANA, ARIZONA NOTES TO COMBINED FINANCIAL STATEMENTS June 30, 1993 It NOTE 4 - LONG -TERM DEBT (CONTINUED) (b) The following is a schedule by years of the future minimum lease payments under capital leases as of June 30, 1993: Years Ending '} June 30 1994 $ 42,898 1995 37,155 1996 18,529 �� 1997 9,149 Total net minimum lease payments 107,731 1 Less amount representing interest (15,940) Present value of net minimum lease payments $ 91,791 (c) During fiscal 1991 and 1993, the Town negotiated the following notes payable with vendors, thereby converting outstanding accounts payable balances: Note payable, requiring monthly installments of $583, including interest at 9% per year, with the final payment due in April 1995. $ 11,775 Note payable, requiring interest at 10% per year, with the final balance due in October 39,907 1993. Note payable, requiring monthly installments of $1,013, including interest at 6t per year, with the final payment due in June 1995. 22,857 $ 74,539 Future maturities are as follows: Years Ending June 30 1994 $ 57,176 1995 17,363 $ 74,539 (d) This consists of the long -term portion of accrued vacation and compensatory time, with an increase of $4,558 for fiscal 1993. (e) In 1979, the Town borrowed $7,134 at 7t interest from the State of Arizona to purchase a 2.5 acre parcel of land. Principal and interest is payable in yearly installments of approximately $575. The remaining balance of $2,781 was paid in full during fiscal 1993. 17 Y r TOWN OF MARANA, ARIZONA NOTES TO COMBINED FINANCIAL STATEMENTS June 30, 1993 NOTE 5 - DEFERRED REVENUE During fiscal 1991, Pima County transferred the Marana Park to the Town. In consideration of this transfer, Pima County agreed to subsidize the Town with $250,000 for the maintenance and operation of the Marana Park. This $250,000 subsidy is being paid in $50,000 installments over a 2 1/2 year period. The Town received $200,000 of this subsidy during fiscal 1992 and 1991, of which $107,301 was recognized as deferred revenue at June 30, 1992. During fiscal 1993, the Town received the final $50,000 of this subsidy and incurred $85,739 in expenditures for the maintenance and operation of the Marana Park. Therefore, at June 30, 1993, there was $71,562 in deferred revenue from the subsidy received from Pima County. Deferred revenue also includes $33,552 at June 30, 1993, which represents advances from developers, pending building permits �! being issued by the Town to the developers. NOTE 6 - ADDITIONAL DISCLOSURES The Town does not budget on an object basis; therefore, the expenditures on the general purpose financial statements have been grouped by purpose, which is the Town's budgetary approach. Although this facilitates budget to actual comparisons, the following analysis is necessary to analyze expenditures by current, capital (which includes the purchase of the Town hall for $255,750 from bond proceeds in administration) and debt service (which includes bond issuance costs of $28,620 in administration) categories: Current Capital Debt Purpose Operations Outlay Service Administration $ 241,043 $255,750 $ 70,677 Development and planning services 36,579 Town Attorney 50,184 Public safety 575,263 19,764 43,134 Magistrate court 86,557 Public works 233,786 12,772 Capital outlay /projects 209 148,041 Parks 85,739 $1,309,360 $423,555 $126,583 The Town budgets by purpose and not by fund; however, the budgeting by purpose closely correlates to what would be, in substance, budgeting by fund. There were no excesses of expenditures over appropriations for fiscal 1993 by fund, considering the Town's contingency appropriations. 18 TOWN OF MARANA, ARIZONA NOTES TO COMBINED FINANCIAL STATEMENTS June 30, 1993 NOTE 7 - PUBLIC SAFETY PENSION PLAN All of the Town's full -time police officers are covered by the Marana Marshal's Arizona Public Safety Personnel Retirement System, which is a multiple - employer, public employee retirement system (PERS) . The pension plan provides pension benefits, deferred allowances, death and disability benefits and health insurance benefits. A member is eligible if he is employed in a covered position prior to attaining age 50 years, for at least 20 hours a week for more than 6 months a year. A member may retire after reaching the age of 62 and completion of 15 years service, or completion of 20 years service with the Town. Benefits vest after 10 years of credited service. Police officers who retire with 25 or more years of credited service are entitled to monthly pension payments for the remainder of their lives equal to 50% of average monthly compensation for the first 20 years of credited service with the Town, plus 2 1/2% of average monthly compensation for each year of credited service above 20 years with the Town. Police officers who retire with 20 years of credited service, but less than 25 years of credited service, are entitled to monthly pension payments for the remainder of their lives equal to 50% of average monthly compensation for the first 20 years of credited service with the Town, plus 2% of average monthly compensation for each year of credited service between 20 and 25 years with the Town. Police officers who retire with less than 20 years of credited service with the Town are entitled to monthly pension payments for the remainder of their lives equal to at least 30% of the average monthly compensation for the entire service period increased at a rate of 4% a year for each service year above the minimum 15 years of service. The maximum monthly pension payment cannot exceed 80% of the average monthly compensation. Pension provisions include deferred allowances whereby a police officer may terminate his employment with the Town after accumulating 10 or more years credited service. Pension benefits are then equal to twice the amount of pension benefits based on the police officer's accumulated contributions. If the police officer does not withdraw his accumulated contributions, the police officer is entitled to these pension benefits upon reaching the age of 62. Pension provisions include disability and death benefits. Disabled officers are entitled to monthly payments for life of 50% of their average monthly compensation or normal pension amount, whichever is greater, if their disability is service connected, regardless of years of credited service. Average monthly compensation (AMC) is one- thirty -sixth of total compensation paid a member during the 3 years, out of the last 10 years of credited service, in which the amount paid was highest. If the police officer's disability was not service connected, the disabled officer is entitled to monthly payments for life of 25% of AMC, if the credited service is less 19 TOWN OF MARANA, ARIZONA NOTES TO COMBINED FINANCIAL STATEMENTS June 30, 1993 NOTE 7 - PUBLIC SAFETY PENSION PLAN (Continued) than 7 years, 50% of AMC, if the credited service is 7 through 13 years, or 75% of AMC, if the credited service is 14 through 19 years. If the police officer is only temporarily disabled, he is entitled to monthly payments equal to one - twelfth of 50% of com- pensation paid during the year preceding the date the disability was incurred. The payments terminate after 12 months or prior recovery. Surviving spouses are entitled to two - thirds of the monthly payments, or 100% if duty related, the deceased active police officer would have been paid for disability or, in the case of a retired police officer, two - thirds of the retired officer's monthly pension payments. To qualify as a surviving spouse, the spouse must have been married to the deceased for at least 2 years. The spouse's benefits terminate upon her death. Each dependent child of a deceased police officer is entitled to one -ninth of the monthly payments the deceased active police officer would have been paid for disability or, in the case of a retired police officer, one -ninth of the retired officer's monthly pension payments. When k the dependent child reaches the age of 18 or 23, if the dependent is a full -time student, the monthly payments will terminate. Pension provisions include health insurance benefits, whereby the retired police officer or his surviving spouse can elect to be covered by a health insurance plan provided by the Town or State of Arizona. The retired police officer or his surviving spouse pay for this coverage. However, they cannot be charged more than $60 per month plus an amount up to $25 per month for dependent coverage, if any. The Town's current year payroll for eligible police officers amounted to approximately $317,000. Police officers of the Town are required to pay 7.65% of their gross earnings to the pension plan. The Town makes periodic contributions to the pension plan at actuarially determined rates that, expressed as percentages of annual covered payroll, are designed to accumulate sufficient assets to pay benefits when due. The normal cost and actuarial accrued liability are determined using an entry age actuarial funding method. Unfunded actuarial accrued liabilities are being amortized as a level percent of payroll over a period of 40 years (from July 1, 1978) . During 1993, the Town was required to contribute 5.87% of its police officers' covered payroll to the plan. Total contributions made during fiscal 1993 were approximately $43,000, of which approximately $19,000 was made by the Town and approximately $24,000 was made by police officers. The contributed amounts were actuarially determined as described above and were based on an actuarial valuation as of June 30, 1991. The pension contributions represent funding for normal cost and the amortization of the unfunded actuarial accrued liability. 20 TOWN OF MARANA, ARIZONA NOTES TO COMBINED FINANCIAL STATEMENTS June 30, 1993 NOTE 7 - PUBLIC SAFETY PENSION PLAN (Continued) Significant actuarial assumptions used to compute pension contri- bution requirements are the same as those used to determine the standardized measure of the pension obligation. The computation of the pension contribution requirements for fiscal 1993 was based on the same actuarial assumptions, benefit provi- sions, actuarial funding method and other significant factors as used to determine pension contribution requirements in the previous years. Presented below is the total pension benefit obligation of the Town's PERS as of June 30, 1992, the date of the last available report. The amount of the total pension benefit obligation is based on a standardized measurement established by GASB -5 that, with some exceptions, must be used by a PERS. The standardized measurement is the actuarial present value of credited projected benefits. This pension valuation method reflects the present value of estimated pension benefits that will be paid in future years as a result of police officer services performed to date and is adjusted for the effects of projected salary increases. A stan- dardized measure of the pension benefit obligation was adopted by the GASB to enable readers of PERS financial statements to assess the Town's PERS funding status on a going- concern basis, assess progress made in accumulating sufficient assets to pay benefits when due and make comparisons among such plans. Because the standardized measure as of June 30, 1992, is used only for disclosure purposes by the Town's PERS, the measurement is independent of the actuarial computation made to determine contributions to the PERS, as previously explained. A variety of significant actuarial assumptions are used as of June 30, 1992, to determine the standardized measure of the pension benefit obligation and these assumptions are summarized below: . The present value of future pension payments is computed by using a discount rate of 9 %. The discount rate is equal to the esti- mated long -term rate of return on current and future investments of the pension plan. . Future pension payments reflect an assumption of 6.5% (compounded annually) salary increases as a result of inflation. . Future pension payments reflect an assumption of additional projected salary increases ranging from 0.0% to 3.0% per year, depending on age, attributable to seniority /merit. 21 TOWN OF MARANA, ARIZONA NOTES TO COMBINED FINANCIAL STATEMENTS June 30, 1993 NOTE 7 - PUBLIC SAFETY PENSION PLAN (CONTINUED) The standardized measure of the assets in excess of the pension benefit obligation as of June 30, 1992, is as follows: Retirees and beneficiaries currently receiving benefits and terminated employees not yet receiving benefits $ -0- Current employees Accumulated employee contributions including allocated investment income 119,765 Employer- financed vested 85,670 Employer- financed nonvested 90,216 Health insurance 7,113 Total pension benefit obligation 302,764 Net assets available for benefits (346,512) Assets in excess of the pension $(43,748) benefit obligation No changes in actuarial assumptions or benefit provisions that would significantly affect the valuation of the pension benefit obligation occurred during fiscal 1992. During fiscal 1993 and as of June 30, 1992, the Marana Marshal's Arizona PERS held no securities issued by the Town or other related parties. Historical trend information as of June 30, 1992, for the Town's PERS is presented below: Fiscal Year 1992 1991 1990 . Net assets available for benefits as e of the pension benefit a percentage p obligation applicable to the Town's police officers. 114.4% 150.8% 118.3% . Unfunded pension benefit obligation as a percentage of the Town's annual covered payroll for police officers. -0- % -0- % -0- % . Town's contributions to the pension plan as a percentage of annual cov- ered payroll for police officers. 6.28% 5.85% 6.89% Historical trend information is presented in order for a reader to assess the progress made in accumulating sufficient assets to pay pension benefits as they become payable. 22 9 TOWN OF MARANA, ARIZONA NOTES TO COMBINED FINANCIAL STATEMENTS June 30, 1993 NOTE 8 - COMMITMENTS AND CONTINGENCIES The Town is continuously liable with respect to other claims incidental to the ordinary course of its operations. At June 30, 1993, it is the opinion of Town management, based on the advice of the Town Attorney, that any such claims would not have a material effect on the Town's financial position. The Town leases a truck under a noncancelable operating lease expiring in fiscal 1998. Future minimum lease payments under this lease are as follows: Years Ending June 30 1994 $ 3,388 1995 3,388 1996 3,388 1997 3,388 1998 1,129 $ 14,681 The Town is also obligated under the terms of this lease to compensate the lessor for any mileage driven on the truck which is above the monthly intended mileage. Such a guarantee is in essence contingent rentals that are not determinable at year end. NOTE 9 - SUBSEQUENT EVENT On October 1, 1993, the Town filed documents with the Pima County Recorder's Office to complete the annexation process of a 1.5 square mile district located along West Ina and North Thornydale Roads. The City of Tucson challenged the annexation by filing a suit against the Town on October 26, 1993. Although the annexation was challenged, the Town decided to start collecting sales taxes and providing services to the new district on October 30, 1993. This decision was prompted by concerns that the Town could be held liable for not providing services to the district, since services were scheduled to start 30 days after the documents were filed. Based on advice from attorneys, Town management believes the challenge will be ruled against and the annexation will be accepted by the courts. If the annexation is not accepted by the courts, the Town will cease to collect sales taxes and cease to provide services to this district at that time. The Town projects that the annexed district could produce $3 to $5 million in annual sales taxes to the Town. This information should be read only in connection with the accompanying accountant's report. 23