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HomeMy WebLinkAboutSingle Audit Report June 30, 2010 SINGLE AUDIT REPORTING PACKAGE Year Ended June 30, 2010 TOWN OF MARANA, ARIZONA SINGLE AUDIT REPORTING PACKAGE YEAR ENDED June 30, 2010 CONTENTS Page Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards 1 Independent Auditors’ Report on Compliance with Requirements Applicable That Could Have a Direct and Material Effect on Each Major Program and on Internal Control over Compliance in Accordance with OMB Circular A-133 3 Schedule of Expenditures of Federal Awards 6 Schedule of Findings and Questioned Costs 8 REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS The Honorable Mayor and Council Town of Marana, Arizona We have audited the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the Town of Marana, Arizona (the “Town”), as of and for the year ended June 30, 2010, which collectively comprise the Town’s basic financial statements and have issued our report thereon dated December 21, 2010. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained inGovernment Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered the Town’s internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the Town’s internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Town’s internal control over financial reporting. Adeficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected on a timely basis. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over financial reporting that might be deficiencies, significant deficiencies, or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. ZZZKHQU\DQGKRUQHFRP The Honorable Mayor and Council Town of Marana, Arizona Page Two Compliance and Other Matters As part of obtaining reasonable assurance about whether the Town’s financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. This report is intended solely for the information and use of management, Town Council, others within the entity, and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. Casa Grande, Arizona December 21, 2010 2 INDEPENDENT AUDITORS’ REPORT ON COMPLIANCE WITH REQUIREMENTS THAT COULD HAVE A DIRECT AND MATERIAL EFFECT ON EACH MAJOR PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 The Honorable Mayor and Council Town of Marana, Arizona Compliance We have audited the Town of Marana (the “Town”), Arizona’s compliance with the types of compliance requirements described in the OMB Circular A-133 Compliance Supplement that could have a direct and material effect on each of its major federal programs for the year ended June 30, 2010. The Town’s major federal programs are identified in the summary of auditor’s results section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major federal programs is the responsibility of the Town’s management. Our responsibility is to express an opinion on the Town’s compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assur- ance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the Town’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination on the Town’s compliance with those requirements. In our opinion, the Town of Marana, Arizona, complied, in all material respects, with the compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended June 30, 2010. ZZZKHQU\DQGKRUQHFRP The Honorable Mayor and Council Page2 Internal Control Over Compliance Management of the Town of Marana, Arizona is responsible for establishing and maintaining effective internal control over compliance with requirements of laws, regulations, contracts and grants applicable to federal programs. In planning and performing our audit, we considered the Town’s internal control over compliance with requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with OMB Circular A-133, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the Town’s internal control over compliance. A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. Our consideration of the internal control over compliance was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control that might be deficiencies, significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses, as defined above. Schedule of Expenditures of Federal Awards We have audited the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the Town, as of and for the year ended June 30, 2010, and have issued our report thereon dated December 21, 2010, which contained unqualified opinions on hose financial statements. Our audit was performed for the purpose of forming our opinions on the financial statements as a whole. The schedule of expenditures of federal awards is presented for purposes of additional analysis as required by U.S. Office of Management and Budget Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations, and is not a required part of the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the financial statements as a whole. 4 The Honorable Mayor and Council Page 3 This report is intended solely for the information and use of the Town Council, others within the entity, and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. Casa Grande, Arizona December 21, 2010 5 TOWN OF MARANA, ARIZONA SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED JUNE 30, 2010 Federal Grantor / CFDAGrantor's Pass-Through Grantor / Program TitleNumberNumberExpenditures U.S. Department of Agriculture Cooperative Forestry Assistance10.664CCG-08-006$ 2,070 U.S. Department of Housing and Urban Development Passed through Pima County - Community Development Block Grant 2006-200714.21801-70-M-138937-100612,041 Community Development Block Grant 2007-200814.21801-70-M-140542-100722,470 Community Development Block Grant 2008-200914.21801-70-M-141622-100824,974 Community Development Block Grant 2009-201014.21801-70-M-141622-100938,722 Total U.S. Department of Housing and Urban Development98,207 U.S. Department of Interior Direct Grant - Undocumented Immigrant Clean Up15.239L09AC154538,958 U.S. Department of Justice Direct Grant - Bulletproof Vests16.607JAG-06-1355,987 Passed through Drug Enforcement Administration - DEA Task ForceUNKNOWN2009-15518,697 Total U.S. Department of Justice 24,684 U.S. Department of Transportation Passed through City of Tucson- Job Access Reverse Commute20.516AZ-37-X009-00141,417 Passed through Governor's Office of Highway Safety- DUI Taskforce20.605DUI-10-03058,400 Highway Safety Plan (SPEED)20.6022009-PT-0276,419 Highway Safety Plan (SPEED)20.6022010-PT-06831,054 Click-it or Ticket20.6042009-NG-0223,285 Passed through Arizona Department of Transportation - Highway Planning and Construction20.205SS58903D2,232,133 * Total U.S. Department of Transportation2,472,708 Executive Office of the President, Office of National Drug Control Policy Passed through Pima County - High Intensity Drug Trafficking Program95.001HT17-06-171195,982 U.S. Department of Homeland Security Passed through Arizona Department of Emergency and Military Affairs Homeland Security Grant Program97.067444416-01, 444416-0296,868 TUASI Regional Planning Cooperative97.06722,395 Total U.S. Department of Homeland Security119,263 Total Expenditures of Federal Awards2,821,872$ *Denotes major program 6 TOWN OF MARANA, ARIZONA SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED JUNE 30, 2010 NOTE 1 BASIS OF PRESENTATION The Schedule of Expenditures of Federal Awards includes the federal activity of Town of Marana, Arizona and is presented on the modified accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of OMB Circular A-133, Audits of States, Local Governments and Non- Profit Organizations. NOTE 2 CATALOG OF FEDERAL DOMESTIC ASSISTANCE (CFDA) NUMBERS The program titles and CFDA numbers were obtained from the federal or pass- through grantor or the 2010 CFDA catalog. 7 TOWN OF MARANA, ARIZONA SCHEDULE OF FINDINGS AND QUESTIONED COSTS June 30, 2010 Summary of Auditors’ Results 1. The auditor’s report expresses an unqualified opinion on the financial statements of Town of Marana. 2. No significant deficiencies relating to the audit of the financial statements are reported. 3. No instances of noncompliance material to the financial statements of the Town of Marana were disclosed during the audit. 4. No significant deficiencies relating to the audit of the major federal award programs are reported. 5. The auditor’s report on compliance for U.S. Department of Transportation Highway Planning and Construction grant expresses an unqualified opinion. 6. The audit disclosed no findings that are required to be reported in accordance with Section 510(a) of OMB Circular A-133. 7. The program tested as a major program includes U.S. Department of Transportation Highway Planning and Construction grant (CFDA 20.205). 8. The threshold used for distinguishing between Type A and B programs was $300,000. 9. Town of Marana qualified as a low-risk auditee. 10. There were no prior year findings. 8