HomeMy WebLinkAboutResolution 2020-051 Approving CARES Grant with Federal Aviation to fund $69,000 to Help Offset a Decline in Revenues MARANA RESOLUTION NO. 2020-051
RELATING TO MARANA REGIONAL AIRPORT; APPROVING AND
AUTHORIZING THE TOWN MANAGER TO EXECUTE CARES GRANT
AGREEMENT NUMBER 3-04-0058-023-2020 WITH THE FEDERAL AVIATION
ADMINISTRATION FOR FUNDING IN AN AMOUNT NOT TO EXCEED $69,000 TO
HELP OFFSET A DECLINE IN REVENUES AS A RESULT OF THE COVID-19 PUBLIC
HEALTH EMERGENCY
WHEREAS A.R.S. § 28-8411 authorizes the Town Council of the Town of Marana
to undertake all activities necessary to acquire, establish, construct, own, control, lease,
equip, improve, maintain, operate and regulate an airport; and
WHEREAS A.R.S. § 28-8413 authorizes the Town of Marana to accept and receive
federal and other monies for the acquisition, construction, enlargement, improvement,
maintenance, equipment or operation of an airport; and
WHEREAS the Town submitted to the Federal Aviation Administration (FAA) a
Coronavirus Aid, Relief, and Economic Security (CARES) Act Airports Grants
Application dated April 21, 2020, for a grant of Federal funds at the Marana Regional
Airport; and
WHEREAS the FAA has approved the grant application for the Marana Regional
Airport to provide funding, derived by legislative formula, to help offset a decline in
revenues arising from diminished airport operations and activities as a result of the
COVID-19 Public Health Emergency; and
WHEREAS the Town Council finds that authorizing the Town Manager to
execute a grant agreement with the FAA to receive the funding is in the best interests of
the Town and its citizens.
NOW, THEREFORE, BE IT RESOLVED BY THE MAYOR AND COUNCIL OF
THE TOWN OF MARANA, AS FOLLOWS:
SECTION 1. Grant agreement 3-04-0058-023-2020 with the Federal Aviation
Administration for CARES Act funding for the Marana Regional Airport in an amount
not to exceed $69,000, in substantially the form of the Grant Agreement attached to and
incorporated by this reference in this resolution as Exhibit A, is hereby approved, and
the Town Manager is hereby authorized and directed to sign it for and on behalf of the
Town of Marana.
00069916.DOCX/1
Marana Resolution No.2020-051 - 1 -
SECTION 2. The Town Manager and staff are hereby directed and authorized to
undertake all other and further tasks required or beneficial to carry out the terms,
obligations, conditions and objectives of the grant agreement.
PASSED AND ADOPTED by the Mayor and Council of the Town of Marana,
Arizona, this 19th day of May, 2020.
Mayor Ed Honea
ATTEST: APPROVED AS TO FORM:
,��
Cherry L. L wson, Town Clerk 'ray, Town orney
/ MI 4-
amtaffstromamirmstott
isememnimmomonerma
MARANA AZ
ESTABLISHED 1977
00069916.DOCX/1
Marana Resolution No.2020-051 - 2 -
EXHIBIT A
�l
U.S.Department Airports Division FAA PHX ADO
of Transportation Western-Pacific Region 3800 N Central Ave,
Federal Aviation Arizona,Nevada Suite 1025,10th Floor
Administration Phoenix,AZ 85012
Mr. Steve Miller
Airport Director
Marana Regional Airport
11700 W. Avra Valley Road,#91
Marana, AZ 85653
Dear Mr. Miller:
Please find the following electronic CARES Act Grant Offer, Grant No. 3-04-0058-023-2020 for the
Marana Regional Airport. This letter outlines expectations for success. Please read and follow the
instructions carefully.
To properly enter into this agreement, you must do the following:
a. The governing body must provide authority to execute the grant to the individual signing the
grant; i.e. the sponsor's authorized representative.
b. The sponsor's authorized representative must execute the grant, followed by the attorney's
certification,no later than June 1, 2020, in order for the grant to be valid.
c. You may not make any modification to the text, terms or conditions of the grant offer.
d. The grant offer must be digitally signed by the sponsor's legal signatory authority and then the
grant offer will be routed via email to the sponsor's attorney. Once the attorney has digitally
attested to the grant, an email with the executed grant will be sent to all parties.
Subject to the requirements in 2 CFR §200.305, each payment request for reimbursement under this
grant must be made electronically via the Delphi eInvoicing System. Please see the attached Grant
Agreement for more information regarding the use of this System. The terms and conditions of this
agreement require you drawdown and expend these funds within four years.
An airport sponsor may use these funds for any purpose for which airport revenues may be lawfully
used. CARES grant recipients should follow the FAA's Policy and Procedures Concerning the Use of
Airport Revenues ("Revenue Use Policy"), 64 Federal Register 7696 (64 FR 7696), as amended by 78
Federal Register 55330(78 FR 55330). The Revenue Use Policy defines permitted uses of airport
revenue. In addition to the detailed guidance in the Revenue Use Policy,the CARES Act states the funds
may not be used for any purpose not related to the airport.
With each payment request you are required to upload directly to Delphi:
• An invoice summary, even if you only paid a single invoice and
• The documentation in support of each invoice covered in the payment request.
For the final payment request, in addition to the requirement listed above for all payment requests, you
are required to upload directly to Delphi:
• A final financial report summarizing all of the costs incurred and reimbursed, and
• An SF-425, and
2
• An SF-425, and
• A narrative report.
The narrative report will summarize the expenses covered by the CARES Act funds and state that all
expenses were in accordance with the FAA's Policy and Procedures Concerning the Use of Airport
Revenues and incurred after January 20, 2020.
As a condition of receiving Federal assistance under this award, you must comply with audit
requirements as established under 2 CFR part 200. Subpart F requires non-Federal entities that expend
$750,000 or more in Federal awards to conduct a single or program specific audit for that year. Note
that this includes Federal expenditures made under other Federal-assistance programs. Please take
appropriate and necessary action to assure your organization will comply with applicable audit
requirements and standards.
Once you have drawn down all funds and uploaded the required documents to Delphi, notify Kyler
Erhard by email kyler.erhard@faa.gov that the grant is administratively and financially closed. We are
readily available to assist you and your designated representative with the requirements stated herein. If
you have additional questions, please contact Kyler Erhard at(602) 792-1073. We sincerely value your
cooperation in these efforts.
Sincerely, ��
111 /ALit/ .v
?like N VAL4 is .a}5 202)
Mike N. Williams,
Manager
Phoenix Airports District Office
C
U.S.Department
of Transportation
Federal Aviation
Administration
CARES ACT AIRPORT GRANT AGREEMENT
PART I—OFFER
Federal Award Offer Date May 5, 2020
Airport/Planning Area Marana Regional Airport
CARES Grant Number 3-04-0058-023-2020
Unique Entity Identifier 017203188
TO: Town of Marana
(herein called the"Sponsor")(For Co-Sponsors,list all Co-Sponsor names. The word"Sponsor"in this Grant Agreement also applies to
a Co-Sponsor.)
FROM: The United States of America (acting through the Federal Aviation Administration,herein called the
"FAA")
WHEREAS,the Sponsor has submitted to the FAA a Coronavirus Aid, Relief,and Economic Security Act
(CARES Act or"the Act")Airports Grants Application (herein called the "Grant")dated April 21, 2020,for
a grant of Federal funds at or associated with the Marana Regional Airport,which is included as part of
this Grant Agreement;and
WHEREAS,the Sponsor has accepted the terms of FAA's Grant offer;
WHEREAS, in consideration of the promises, representations and assurances provided by the Sponsor,
the FAA has approved the Grant Application for the Marana Regional Airport (herein called the"Grant")
consisting of the following:
This Grant is provided in accordance with the CARES Act, as described below,to provide eligible
Sponsors with funding to help offset a decline in revenues arising from diminished airport operations
and activities as a result of the COVID-19 Public Health Emergency. CARES Act Airport Grants amounts to
specific airports are derived by legislative formula.
The purpose of this Grant is to maintain safe and efficient airport operations. Funds provided under this
Grant Agreement must only be used for purposes directly related to the airport.Such purposes can
include the reimbursement of an airport's operational and maintenance expenses or debt service
payments. CARES Act Airport Grants may be used to reimburse airport operational and maintenance
expenses directly related to Marana Regional Airport incurred no earlier than January 20, 2020.CARES
Act Airport Grants also may be used to reimburse a Sponsor's payment of debt service where such
payments occur on or after April 14, 2020. Funds provided under the Grant will be governed by the
same principles that govern "airport revenue." New airport development projects may not be funded
with this Grant, unless and until the Grant Agreement is amended or superseded by a subsequent
agreement that addresses and authorizes the use of funds for the airport development project.
NOW THEREFORE, in accordance with the applicable provisions of the CARES Act, Public Law Number
116-136,the representations contained in the Grant Application, and in consideration of, (a)the
Sponsor's acceptance of this Offer;and, (b)the benefits to accrue to the United States and the public
from the accomplishment of the Grant and in compliance with the conditions as herein provided,
THE FEDERAL AVIATION ADMINISTRATION, FOR AND ON BEHALF OF THE UNITED STATES,HEREBY
OFFERS AND AGREES to pay 100%percent of the allowable costs incurred as a result of and in
accordance with this Grant Agreement.
Assistance Listings Number(Formerly CFDA Number):20.106
This Offer is made on and SUBJECT TO THE FOLLOWING TERMS AND CONDITIONS:
CONDITIONS
1. Maximum Obligation.The maximum obligation of the United States payable under this Offer is
$69,000.
2. Period of Performance.The period of performance shall commence on the date the Sponsor formally
accepts this agreement.The end date of the period of performance is 4 years(1,460 calendar days)from
the date of acceptance.
The Sponsor may only charge allowable costs for obligations incurred prior to the end date of the period
of performance(2 CFR§200.309). Unless the FAA authorizes a written extension,the Sponsor must
submit all Grant closeout documentation and liquidate(pay-off)all obligations incurred under this
award no later than 90 calendar days after the end date of the period of performance(2 CFR§200.343).
The period of performance end date shall not affect, relieve or reduce Sponsor obligations and
assurances that extend beyond the closeout of this Grant Agreement.
3. Unallowable Costs.The Sponsor shall not seek reimbursement for any costs that the FAA has determined
to be unallowable under the CARES Act.
4. Indirect Costs-Sponsor.The Sponsor may charge indirect costs under this award by applying the
indirect cost rate identified in the Grant Application as accepted by the FAA,to allowable costs for
Sponsor direct salaries and wages only.
5. Final Federal Share of Costs.The United States'share of allowable Grant costs is 100%.
6. Completing the Grant without Delay and in Conformance with Requirements.The Sponsor must carry
out and complete the Grant without undue delays and in accordance with this Grant Agreement,the
CARES Act,and the regulations, policies,standards and procedures of the Secretary of Transportation
("Secretary"). Pursuant to 2 CFR§200.308,the Sponsor agrees to report to the FAA any disengagement
from funding eligible expenses under the Grant that exceeds three months and request prior approval
from FAA.The report must include a reason for the stoppage.The Sponsor agrees to comply with the
attached assurances,which are part of this agreement and any addendum that may be attached hereto
at a later date by mutual consent.
7. Amendments or Withdrawals before Grant Acceptance. The FAA reserves the right to amend or
withdraw this offer at any time prior to its acceptance by the Sponsor.
8. Offer Expiration Date.This offer will expire and the United States will not be obligated to pay any part
of the costs unless this offer has been accepted by the Sponsor on or before June 1, 2020,or such
subsequent date as may be prescribed in writing by the FAA.
9. Improper Use of Federal Funds.The Sponsor must take all steps, including litigation if necessary,to
recover Federal funds spent fraudulently,wastefully,or in violation of Federal antitrust statutes,or
misused in any other manner, including uses that violate this Grant Agreement,the CARES Act or other
provision of applicable law. For the purposes of this Grant Agreement,the term"Federal funds" means
funds however used or dispersed by the Sponsor,that were originally paid pursuant to this or any other
Federal grant agreement(s).The Sponsor must return the recovered Federal share, including funds
recovered by settlement,order,or judgment,to the Secretary.The Sponsor must furnish to the
Secretary,upon request,all documents and records pertaining to the determination of the amount of
the Federal share or to any settlement, litigation, negotiation,or other efforts taken to recover such
funds.All settlements or other final positions of the Sponsor, in court or otherwise, involving the
recovery of such Federal share require advance approval by the Secretary.
10. United States Not Liable for Damage or Injury.The United States is not responsible or liable for damage
to property or injury to persons which may arise from,or relate to this Grant Agreement, including, but
not limited to,any action taken by a Sponsor related to or arising from,directly or indirectly,this Grant
Agreement.
11. System for Award Management(SAM) Registration And Universal Identifier Unless the Sponsor is
exempted from this requirement under 2 CFR§25.110,the Sponsor must maintain the currency of its
information in the SAM until the Sponsor submits the final financial report required under this Grant,or
receives the final payment,whichever is later.This requires that the Sponsor review and update the
information at least annually after the initial registration and more frequently if required by changes in
information or another award term.Additional information about registration procedures may be found
at the SAM website(currently at http://www.sam.gov).
12. Electronic Grant Payment(s). Unless otherwise directed by the FAA,the Sponsor must make each
payment request under this agreement electronically via the Delphi elnvoicing System for Department
of Transportation (DOT) Financial Assistance Awardees.
13. Financial Reporting and Payment Requirements.The Sponsor will comply with all Federal financial
reporting requirements and payment requirements, including submittal of timely and accurate reports.
14. Buy American. Unless otherwise approved in advance by the FAA,the Sponsor will not acquire or permit
any contractor or subcontractor to acquire any steel or manufactured products produced outside the
United States to be used for any expense which funds are provided under this Grant.The Sponsor will
include a provision implementing applicable Buy American statutory and regulatory requirements in all
contracts related to this Grant Agreement.
15.Audits for Private Sponsors.When the period of performance has ended,the Sponsor must provide a
copy of an audit of this Grant prepared in accordance with accepted standard audit practices,such audit
to be submitted to the applicable Airports District Office.
16. Audits for Public Sponsors.The Sponsor must provide for a Single Audit or program-specific audit in
accordance with 2 CFR Part 200.The Sponsor must submit the audit reporting package to the Federal
Audit Clearinghouse on the Federal Audit Clearinghouse's Internet Data Entry System at
http://harvester.census.gov/facweb/. Upon request of the FAA,the Sponsor shall provide one copy of
the completed audit to the FAA.
17. Suspension or Debarment.When entering into a "covered transaction" as defined by 2 CFR§ 180.200,
the Sponsor must:
A. Verify the non-federal entity is eligible to participate in this Federal program by:
1. Checking the excluded parties list system (EPLS)as maintained within the System for Award
Management(SAM)to determine if the non-federal entity is excluded or disqualified;or
2. Collecting a certification statement from the non-federal entity attesting the entity is not
excluded or disqualified from participating;or
3. Adding a clause or condition to covered transactions attesting the individual or firm is not
excluded or disqualified from participating.
B. Require prime contractors to comply with 2 CFR§ 180.330 when entering into lower-tier
transactions(e.g.sub-contracts).
C. Immediately disclose to the FAA whenever the Sponsor(1) learns the Sponsor has entered into a
covered transaction with an ineligible entity,or(2)suspends or debars a contractor, person,or
entity.
18. Ban on Texting While Driving.
A. In accordance with Executive Order 13513, Federal Leadership on Reducing Text Messaging While
Driving,October 1, 2009,and DOT Order 3902.10,Text Messaging While Driving, December 30,
2009,the Sponsor is encouraged to:
1. Adopt and enforce workplace safety policies to decrease crashes caused by distracted drivers
including policies to ban text messaging while driving when performing any work for,or on
behalf of,the Federal government, including work relating to this Grant or subgrant.
2. Conduct workplace safety initiatives in a manner commensurate with the size of the business,
such as:
a. Establishment of new rules and programs or re-evaluation of existing programs to
prohibit text messaging while driving;and
b. Education,awareness,and other outreach to employees about the safety risks
associated with texting while driving.
B. The Sponsor must insert the substance of this clause on banning texting while driving in all
subgrants,contracts and subcontracts.
19. Trafficking in Persons.
A. You as the recipient,your employees, subrecipients under this award,and subrecipients' employees
may not —
1. Engage in severe forms of trafficking in persons during the period of time that the award is in
effect;
2. Procure a commercial sex act during the period of time that the award is in effect;or
3. Use forced labor in the performance of the award or subawards under the award.
B. The FAA as the Federal awarding agency may unilaterally terminate this award,without penalty, if
you or a subrecipient that is a private entity–
1. Is determined to have violated a prohibition in paragraph A of this award term;or
2. Has an employee who is determined by the agency official authorized to terminate the award to
have violated a prohibition in paragraph A.1 of this award term through conduct that is either—
a. Associated with performance under this award;or
b. Imputed to the subrecipient using the standards and due process for imputing the
conduct of an individual to an organization that are provided in 2 CFR Part 180, "OMB
Guidelines to Agencies on Government-wide Debarment and Suspension
(Nonprocurement),"as implemented by the FAA at 2 CFR Part 1200.
3. You must inform us immediately of any information you receive from any source alleging a violation
of a prohibition in paragraph A during this award term.
4. Our right to terminate unilaterally that is described in paragraph A of this section:
a. Implements section 106(g)of the Trafficking Victims Protection Act of 2000(NPA),as
amended (22 U.S.C.§7104(g)),and
b. Is in addition to all other remedies for noncompliance that are available to the FAA
under this award.
20. Employee Protection from Reprisal.
A. Prohibition of Reprisals–
1. In accordance with 41 U.S.C. §4712, an employee of a grantee or subgrantee may not be
discharged,demoted,or otherwise discriminated against as a reprisal for disclosing to a person
or body described in sub-paragraph (A)(2), information that the employee reasonably believes is
evidence of:
a. Gross mismanagement of a Federal grant;
b. Gross waste of Federal funds;
c. An abuse of authority relating to implementation or use of Federal funds;
d. A substantial and specific danger to public health or safety;or
e. A violation of law, rule, or regulation related to a Federal grant.
2. Persons and bodies covered:The persons and bodies to which a disclosure by an employee is
covered are as follows:
a. A member of Congress or a representative of a committee of Congress;
b. An Inspector General;
c. The Government Accountability Office;
d. A Federal office or employee responsible for oversight of a grant program;
e. A court or grand jury;
f. A management office of the grantee or subgrantee;or
g. A Federal or State regulatory enforcement agency.
3. Submission of Complaint–A person who believes that they have been subjected to a reprisal
prohibited by paragraph A of this grant term may submit a complaint regarding the reprisal to
the Office of Inspector General(OIG)for the U.S. Department of Transportation.
4. Time Limitation for Submittal of a Complaint-A complaint may not be brought under this
subsection more than three years after the date on which the alleged reprisal took place.
5. Required Actions of the Inspector General–Actions, limitations,and exceptions of the Inspector
General's office are established under 41 U.S.C. §4712(b).
6. Assumption of Rights to Civil Remedy-Upon receipt of an explanation of a decision not to
conduct or continue an investigation by the Office of Inspector General,the person submitting a
complaint assumes the right to a civil remedy under 41 U.S.C. §4712(c).
21. Co-Sponsor.Co-Sponsors understand and agree that they jointly and severally adopt and ratify the
representations and assurances contained herein and that the word "Sponsor" as used in the application
and other assurances is deemed to include all co-sponsors.
22. Employee Retention. For Large, Medium, and Small Hub Airports only: [insert name of airport sponsor],
owner and operator of[insert name of airport],as a [insert hub size] hub airport,agrees to continue to
employ,through December 31, 2020,at least 90 percent of the number of individuals employed (after
making adjustments for retirements or voluntary employee separations) by the airport as of March 27,
2020,unless this provision is specifically waived by the Secretary at the airport Sponsor's written
request.The Sponsor shall provide to the FAA the number of employees employed as of March 27,
2020,within 10 business days of this Grant being awarded. Provided further,the Sponsor will report to
the FAA the number of employees as of June 30,September 30, and December 31 of 2020,within 10
business days of the end of each reporting period.
23. Limitations. Nothing provided herein shall be construed to limit,cancel,annul,or modify the terms of
any Federal grant agreement(s), including all terms and assurances related thereto,that have been
entered into by the Sponsor and the FAA prior to the date of this Grant Agreement.
SPECIAL CONDITIONS
1. ARFF and SRE Equipment and Vehicles.The Sponsor agrees that it will:
A. House and maintain the equipment in a state of operational readiness on and for the airport;
B. Provide the necessary staffing and training to maintain and operate the vehicle and equipment;
C. Restrict the vehicle to on-airport use only;
D. Restrict the vehicle to the use for which it was intended;and
E. Amend the Airport Emergency Plan and/or Snow and Ice Control Plan to reflect the acquisition of a
vehicle and equipment.
2. Equipment or Vehicle Replacement.The Sponsor agrees that it will treat the proceeds from the trade-in
or sale of equipment being replaced with these funds as airport revenue.
3. Off-Airport Storage of ARFF Vehicle.The Sponsor agrees that it will:
A. House and maintain the vehicle in a state of operational readiness for the airport;
B. Provide the necessary staffing and training to maintain and operate the vehicle;
C. Restrict the vehicle to airport use only;
D. Amend the Airport Emergency Plan to reflect the acquisition of the vehicle;
E. Within 60 days,execute an agreement with local government including the above provisions and a
provision that violation of said agreement could require repayment of Grant funding;and
F. Submit a copy of the executed agreement to the FAA.
4. Equipment Acquisition.The Sponsor agrees that it will maintain Sponsor-owned and-operated
equipment and use for purposes directly related to the airport.
5. Utilities Proration. For purposes of computing the United States' share of the allowable airport
operations and maintenance costs,the allowable cost of utilities incurred by the Sponsor to operate and
maintain airport(s) included in the Grant must not exceed the percent attributable to the capital or
operating costs of the airport.
6. Utility Relocation in Grant.The Sponsor understands and agrees that:
A. The United States will not participate in the cost of any utility relocation unless and until the
Sponsor has submitted evidence satisfactory to the FAA that the Sponsor is legally responsible for
payment of such costs;
B. FAA participation is limited to those utilities located on-airport or off-airport only where the Sponsor
has an easement for the utility;and
C. The utilities must serve a purpose directly related to the Airport.
The Sponsor's acceptance of this Offer and ratification and adoption of the Grant Application
incorporated herein shall be evidenced by execution of this instrument by the Sponsor,as hereinafter
provided,and this Offer and Acceptance shall comprise a Grant Agreement,as provided by the CARES
Act,constituting the contractual obligations and rights of the United States and the Sponsor with
respect to the accomplishment of the Grant and compliance with the assurances and conditions as
provided herein.Such Grant Agreement shall become effective upon the Sponsor's acceptance of this
Offer.
Please read the following information: By signing this document,you are agreeing that you have
reviewed the following consumer disclosure information and consent to transact business using
electronic communications,to receive notices and disclosures electronically,and to utilize electronic
signatures in lieu of using paper documents.You are not required to receive notices and disclosures or
sign documents electronically. If you prefer not to do so,you may request to receive paper copies and
withdraw your consent at any time.
UNITED STATES OF AMERICA
FEDERAL AVIATION ADMINISTRATION
Cd Wittig s ['.1<`e 5,2320:
(Signature)
Mike N Williams
(Typed Name)
Manager
(Title of FAA Official)
PART II-ACCEPTANCE
The Sponsor does hereby ratify and adopt all assurances,statements, representations,warranties,
covenants,and agreements contained in the Grant Application and incorporated materials referred to in
the foregoing Offer under Part II of this Agreement,and does hereby accept this Offer and by such
acceptance agrees to comply with all of the terms and conditions in this Offer and in the Grant
Application.
Please read the following information: By signing this document,you are agreeing that you have
reviewed the following consumer disclosure information and consent to transact business using
electronic communications,to receive notices and disclosures electronically,and to utilize electronic
signatures in lieu of using paper documents.You are not required to receive notices and disclosures or
sign documents electronically. If you prefer not to do so,you may request to receive paper copies and
withdraw your consent at any time.
I declare under penalty of perjury that the foregoing is true and correct.
Dated
(Name of Sponsor)
(Signature of Sponsor's Authorized Official)
By:
(Typed Name of Sponsor's Authorized Official)
Title:
(Title of Sponsor's Authorized Official
CERTIFICATE OF SPONSOR'S ATTORNEY
,acting as Attorney for the Sponsor do hereby certify:
That in my opinion the Sponsor is empowered to enter into the foregoing Grant Agreement under the
laws of the State of (StateNamel . Further, I have
examined the foregoing Grant Agreement and the actions taken by said Sponsor and Sponsor's official
representative has been duly authorized and that the execution thereof is in all respects due and proper
and in accordance with the laws of the said State and the CARES Act.The Sponsor understands funding
made available under this Grant Agreement may only be used to reimburse for airport operational and
maintenance expenses,and debt service payments.The Sponsor further understands it may submit a
separate request to use funds for new airport/project development purposes,subject to additional
terms, conditions,and assurances. Further, it is my opinion that the said Grant Agreement constitutes a
legal and binding obligation of the Sponsor in accordance with the terms thereof.
Please read the following information: By signing this document,you are agreeing that you have
reviewed the following consumer disclosure information and consent to transact business using
electronic communications,to receive notices and disclosures electronically,and to utilize electronic
signatures in lieu of using paper documents.You are not required to receive notices and disclosures or
sign documents electronically. If you prefer not to do so,you may request to receive paper copies and
withdraw your consent at any time.
Dated
By:
(Signature of Sponsor's Attorney)
CARES ACT ASSURANCES
AIRPORT SPONSORS
A. General.
1. These assurances are required to be submitted as part of the application by sponsors requesting
funds under the provisions of the Coronavirus Aid, Relief,and Economic Security Act of 2020
(CARES Act or"the Act"), Public Law Number, Public Law 116-136.As used herein,the term
"public agency sponsor" means a public agency with control of a public-use airport;the term
"private sponsor" means a private owner of a public-use airport; and the term "sponsor"
includes both public agency sponsors and private sponsors.
2. Upon acceptance of this Grant offer by the sponsor,these assurances are incorporated into and
become part of this Grant Agreement.
B. Sponsor Certification.
The sponsor hereby assures and certifies,with respect to this Grant that:
It will comply with all applicable Federal laws, regulations, executive orders, policies,guidelines,
and requirements as they relate to the application,acceptance,and use of Federal funds for this
Grant including but not limited to the following:
FEDERAL LEGISLATION
a. Federal Fair Labor Standards Act-29 U.S.C. 201, et seq.
b. Hatch Act—5 U.S.C. 1501,et seq.
c. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 Title 42
U.S.C.4601,et seq.
d. National Historic Preservation Act of 1966-Section 106-16 U.S.C.470(f).
e. Archeological and Historic Preservation Act of 1974-16 U.S.C.469 through 469c.
f. Native Americans Grave Repatriation Act-25 U.S.C.Section 3001, et seq.
g. Clean Air Act, P.L. 90-148, as amended.
h. Coastal Zone Management Act, P.L. 93-205,as amended.
i. Flood Disaster Protection Act of 1973-Section 102(a)-42 U.S.C.4012a.
j. Title 49, U.S.C.,Section 303, (formerly known as Section 4(f)).
k. Rehabilitation Act of 1973-29 U.S.C. 794.
I. Title VI of the Civil Rights Act of 1964(42 U.S.C. §2000d et seq.,78 stat. 252)(prohibits
discrimination on the basis of race,color, national origin).
m. Americans with Disabilities Act of 1990,as amended,(42 U.S.C. § 12101 et seq.), prohibits
discrimination on the basis of disability).
n. Age Discrimination Act of 1975-42 U.S.C. 6101, et seq.
o. American Indian Religious Freedom Act, P.L.95-341,as amended.
p. Architectural Barriers Act of 1968-42 U.S.C.4151,et seq.
q. Power plant and Industrial Fuel Use Act of 1978-Section 403-2 U.S.C. 8373.
r. Contract Work Hours and Safety Standards Act-40 U.S.C. 327, et seq.
s. Copeland Anti-kickback Act- 18 U.S.C.874.1.
t. National Environmental Policy Act of 1969-42 U.S.C.4321,et seq.
u. Wild and Scenic Rivers Act, P.L.90-542,as amended.
v. Single Audit Act of 1984-31 U.S.C. 7501,et seq.
w. Drug-Free Workplace Act of 1988-41 U.S.C.702 through 706.
x. The Federal Funding Accountability and Transparency Act of 2006,as amended(Pub. L.
109-282, as amended by section 6202 of Pub. L. 110-252).
EXECUTIVE ORDERS
a. Executive Order 11246-Equal Employment Opportunity
b. Executive Order 11990-Protection of Wetlands
c. Executive Order 11998—Flood Plain Management
d. Executive Order 12372-Intergovernmental Review of Federal Programs
e. Executive Order 12699-Seismic Safety of Federal and Federally Assisted New Building
Construction
f. Executive Order 12898-Environmental Justice
g. Executive Order 13788-Buy American and Hire American
h. Executive Order 13858-Strengthening Buy-American Preferences for Infrastructure
Projects
FEDERAL REGULATIONS
a. 2 CFR Part 180-OMB Guidelines to Agencies on Governmentwide Debarment and
Suspension (Nonprocurement).
b. 2 CFR Part 200-Uniform Administrative Requirements,Cost Principles,and Audit
Requirements for Federal Awards.
c. 2 CFR Part 1200-Nonprocurement Suspension and Debarment.
d. 28 CFR Part 35-Discrimination on the Basis of Disability in State and Local Government
Services.
e. 28 CFR§50.3-U.S. Department of Justice Guidelines for Enforcement of Title VI of the Civil
Rights Act of 1964.
f. 29 CFR Part 1-Procedures for predetermination of wage rates.
g. 29 CFR Part 3-Contractors and subcontractors on public building or public work financed in
whole or part by loans or grants from the United States.
h. 29 CFR Part 5-Labor standards provisions applicable to contracts covering Federally
financed and assisted construction (also labor standards provisions applicable to non-
construction contracts subject to the Contract Work Hours and Safety Standards Act).
i. 41 CFR Part 60-Office of Federal Contract Compliance Programs, Equal Employment
Opportunity, Department of Labor(Federal and Federally assisted contracting
requirements).
j. 49 CFR Part 20-New restrictions on lobbying.
k. 49 CFR Part 21-Nondiscrimination in Federally-assisted programs of the Department of
Transportation-effectuation of Title VI of the Civil Rights Act of 1964.
I. 49 CFR Part 26-Participation by Disadvantaged Business Enterprises in Department of
Transportation Program .49 CFR Part 27—Nondiscrimination on the Basis of Handicap in
Programs and Activities Receiving or Benefiting from Federal Financial Assistance.
m. 49 CFR Part 28-Enforcement of Nondiscrimination on the Basis of Handicap in Programs or
Activities conducted by the Department of Transportation.
n. 49 CFR Part 30-Denial of public works contracts to suppliers of goods and services of
countries that deny procurement market access to U.S.contractors.
o. 49 CFR Part 32-Government-wide Requirements for Drug-Free Workplace(Financial
Assistance).
p. 49 CFR Part 37-Transportation Services for Individuals with Disabilities(ADA).
q. 49 CFR Part 41-Seismic safety of Federal and Federally assisted or regulated new building
construction.
SPECIFIC ASSURANCES
Specific assurances required to be included in grant agreements by any of the above laws, regulations,
or circulars are incorporated by reference in this Grant Agreement.
1. Purpose Directly Related to the Airport
It certifies that the reimbursement sought is for a purpose directly related to the airport.
2. Responsibility and Authority of the Sponsor.
a. Public Agency Sponsor:
It has legal authority to apply for this Grant, and to finance and carry out the proposed grant;
that an official decision has been made by the applicant's governing body authorizing the filing
of the application, including all understandings and assurances contained therein, and directing
and authorizing the person identified as the official representative of the applicant to act in
connection with the application and to provide such additional information as may be required.
b. Private Sponsor:
It has legal authority to apply for this Grant and to finance and carry out the proposed Grant
and comply with all terms,conditions,and assurances of this Grant Agreement. It shall
designate an official representative and shall in writing direct and authorize that person to
file this application, including all understandings and assurances contained therein;to act in
connection with this application;and to provide such additional information as may be
required.
3. Good Title.
It,a public agency or the Federal government, holds good title,satisfactory to the Secretary,
to the landing area of the airport or site thereof,or will give assurance satisfactory to the
Secretary that good title will be acquired.
4. Preserving Rights and Powers.
a. It will not take or permit any action which would operate to deprive it of any of the rights
and powers necessary to perform any or all of the terms,conditions,and assurances in this
Grant Agreement without the written approval of the Secretary, and will act promptly to
acquire,extinguish, or modify any outstanding rights or claims of right of others which
would interfere with such performance by the sponsor.This shall be done in a manner
acceptable to the Secretary.
b. If the sponsor is a private sponsor, it will take steps satisfactory to the Secretary to ensure
that the airport will continue to function as a public-use airport in accordance with this
Grant Agreement.
c. If an arrangement is made for management and operation of the airport by any agency or
person other than the sponsor or an employee of the sponsor,the sponsor will reserve
sufficient rights and authority to insure that the airport will be operated and maintained in
accordance Title 49,United States Code,the regulations,and the terms and conditions of
this Grant Agreement.
5. Accounting System,Audit,and Record Keeping Requirements.
a. It shall keep all Grant accounts and records which fully disclose the amount and disposition
by the recipient of the proceeds of this Grant,the total cost of the Grant in connection with
which this Grant is given or used, and the amount or nature of that portion of the cost of the
Grant supplied by other sources,and such other financial records pertinent to the Grant.
The accounts and records shall be kept in accordance with an accounting system that will
facilitate an effective audit in accordance with the Single Audit Act of 1984.
b. It shall make available to the Secretary and the Comptroller General of the United States,or
any of their duly authorized representatives,for the purpose of audit and examination, any
books,documents, papers,and records of the recipient that are pertinent to this Grant.The
Secretary may require that an appropriate audit be conducted by a recipient. In any case in
which an independent audit is made of the accounts of a sponsor relating to the disposition
of the proceeds of a Grant or relating to the Grant in connection with which this Grant was
given or used, it shall file a certified copy of such audit with the Comptroller General of the
United States not later than six(6) months following the close of the fiscal year for which
the audit was made.
6. Exclusive Rights.
The sponsor shall not grant an exclusive right to use an air navigation facility on which this Grant
has been expended. However, providing services at an airport by only one fixed-based operator
is not an exclusive right if—
a. it is unreasonably costly, burdensome, or impractical for more than one fixed-based
operator to provide the services;and
b. allowing more than one fixed-based operator to provide the services requires a
reduction in space leased under an agreement existing on September 3, 1982, between
the operator and the airport.
7. Airport Revenues.
This Grant shall be available for any purpose for which airport revenues may lawfully be used.
CARES Act Grant funds provided under this Grant Agreement will only be expended for the
capital or operating costs of the airport;the local airport system;or other local facilities which
are owned or operated by the owner or operator of the airport(s)subject to this agreement and
all applicable addendums.
8. Reports and Inspections.
It will:
a. submit to the Secretary such annual or special financial and operations reports as the
Secretary may reasonably request and make such reports available to the public;make
available to the public at reasonable times and places a report of the airport budget in a
format prescribed by the Secretary;
b. in a format and time prescribed by the Secretary, provide to the Secretary and make
available to the public following each of its fiscal years,an annual report listing in detail:
1. all amounts paid by the airport to any other unit of government and the
purposes for which each such payment was made;and
2. all services and property provided by the airport to other units of government
and the amount of compensation received for provision of each such service
and property.
9. Civil Rights.
It will promptly take any measures necessary to ensure that no person in the United States shall,
on the grounds of race,creed, color, national origin,sex, age, or disability be excluded from
participation in, be denied the benefits of,or be otherwise subjected to discrimination in any
activity conducted with,or benefiting from,funds received from this Grant.
a. Using the definitions of activity,facility,and program as found and defined in§§21.23
(b)and 21.23 (e)of 49 CFR Part 21,the sponsor will facilitate all programs,operate all
facilities,or conduct all programs in compliance with all non-discrimination
requirements imposed by or pursuant to these assurances.
b. Applicability
1. Programs and Activities. If the sponsor has received a grant(or other Federal
assistance)for any of the sponsor's program or activities,these requirements
extend to all of the sponsor's programs and activities.
2. Facilities.Where it receives a grant or other Federal financial assistance to
construct, expand, renovate, remodel,alter,or acquire a facility,or part of a
facility,the assurance extends to the entire facility and facilities operated in
connection therewith.
3. Real Property.Where the sponsor receives a grant or other Federal financial
assistance in the form of,or for the acquisition of, real property or an interest in
real property,the assurance will extend to rights to space on,over,or under
such property.
c. Duration.
The sponsor agrees that it is obligated to this assurance for the period during which
Federal financial assistance is extended to the program,except where the Federal
financial assistance is to provide, or is in the form of, personal property, or real
property,or interest therein,or structures or improvements thereon, in which case the
assurance obligates the sponsor,or any transferee for the longer of the following
periods:
1. So long as the airport is used as an airport,or for another purpose involving the
provision of similar services or benefits;or
2. So long as the sponsor retains ownership or possession of the property.
Required Solicitation Language. It will include the following notification in all solicitations for
bids, Requests for Proposals for work,or material under this Grant and in all proposals for
agreements, including airport concessions, regardless of funding source:
"The(Name of Sponsor), in accordance with the provisions of Title VI of the Civil Rights Act
of 1964(78 Stat. 252,42 U.S.C. §§2000d to 2000d-4)and the Regulations, hereby notifies all
bidders that it will affirmatively ensure that for any contract entered into pursuant to this
advertisement,disadvantaged business enterprises and airport concession disadvantaged
business enterprises will be afforded full and fair opportunity to submit bids in response to
this invitation and will not be discriminated against on the grounds of race,color,or national
origin in consideration for an award."
d. Required Contract Provisions.
1. It will insert the non-discrimination contract clauses requiring compliance with
the acts and regulations relative to non-discrimination in Federally-assisted
programs of the DOT,and incorporating the acts and regulations into the
contracts by reference in every contract or agreement subject to the non-
discrimination in Federally-assisted programs of the DOT acts and regulations.
2. It will include a list of the pertinent non-discrimination authorities in every
contract that is subject to the non-discrimination acts and regulations.
3. It will insert non-discrimination contract clauses as a covenant running with the
land, in any deed from the United States effecting or recording a transfer of real
property,structures, use,or improvements thereon or interest therein to a
sponsor.
4. It will insert non-discrimination contract clauses prohibiting discrimination on
the basis of race,color, national origin,creed,sex, age,or handicap as a
covenant running with the land, in any future deeds, leases, license, permits,or
similar instruments entered into by the sponsor with other parties:
a. For the subsequent transfer of real property acquired or improved under the
applicable activity,grant,or program;and
b. For the construction or use of,or access to,space on,over,or under real
property acquired or improved under the applicable activity,grant,or
program.
e. It will provide for such methods of administration for the program as are found by the
Secretary to give reasonable guarantee that it,other recipients,sub-recipients,sub-
grantees,contractors,subcontractors,consultants,transferees,successors in interest,
and other participants of Federal financial assistance under such program will comply
with all requirements imposed or pursuant to the acts,the regulations,and this
assurance.
f. It agrees that the United States has a right to seek judicial enforcement with regard to
any matter arising under the acts,the regulations,and this assurance.
10. Foreign Market Restrictions.
It will not allow funds provided under this Grant to be used to fund any activity that uses any
product or service of a foreign country during the period in which such foreign country is listed
by the United States Trade Representative as denying fair and equitable market opportunities
for products and suppliers of the United States in procurement and construction.
11.Acquisition Thresholds.
The FAA deems equipment to mean tangible personal property having a useful life greater than
one year and a per-unit acquisition cost equal to or greater than$5,000. Procurements by
micro-purchase means the acquisition of goods or services for which the aggregate dollar
amount does not exceed$10,000. Procurement by small purchase procedures means those
relatively simple and informal procurement methods for securing goods or services that do not
exceed the$250,000 threshold for simplified acquisitions.